Published by Geoff Harrison | 10 August 2023
As set out below in the case of O'Connell v Director of Public Prosecutions [2021] NSWSC 1519 a failure by the court to provide adequate reasons for a decision can be appellable due to the court's failure to exercise jurisdiction. The court's reasons for a decision must be adequate in order to enable an appellate court to understand the rationale or basis for a finding: see [36] below.
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O'Connell v Director of Public Prosecutions (NSW) [2021] NSWSC 1519 (26 November 2021)
Last Updated: 26 November 2021
Supreme Court
New South Wales
Case Name:
O’Connell v Director of Public Prosecutions (NSW)
Medium Neutral Citation:
[2021] NSWSC 1519
Hearing Date(s):
11 November 2021
Date of Orders:
26 November 2021
Decision Date:
26 November 2021
Jurisdiction:
Common Law
Before:
Dhanji J
Decision:
(1) Pursuant to s 53(1)(b) of the Crimes (Appeal and Review) Act 2001 (NSW), leave is granted to appeal against the convictions imposed in the Local Court on 25 January 2021.
(2) Pursuant to s 55(1)(b) of the Crimes (Appeal and Review) Act 2001, the decision of the learned Magistrate is set aside and the matter is remitted to the Local Court to be dealt with according to law.
Catchwords:
CRIME – Appeal and review – Appeal from Local Court to Supreme Court – inadequacy of reasons – question of mixed law and fact – where plaintiff’s case alleged inconsistency between body-worn camera footage and police officers’ evidence – where plaintiff submitted that certain elements could not be established beyond reasonable doubt – failure to deal with arguments raised by plaintiff – appeal allowed
Legislation Cited:
Crimes (Appeal and Review) Act 2001 (NSW), ss 52, 53, 55
Crimes Act 1900 (NSW), s 58
Evidence Act 1995 (NSW), s 138
Law Enforcement (Powers and Responsibilities) Act 2002 (NSW), s 99
Liquor Act 2007 (NSW), s 77
Cases Cited:
AK v Western Australia (2008) 232 CLR 438; [2008] HCA 8
Ange v Contos [2020] NSWSC 64
Campbelltown City Council v Vegan (2006) 67 NSWLR 372; [2006] NSWCA 284
Director of Public Prosecutions (NSW) v Illawarra Cashmart Pty Ltd (2006) 67 NSWLR 402; [2006] NSWSC 343
Inghams Enterprises Pty Ltd v Lakovska [2014] NSWCA 194
Johnson v Miller (1937) 59 CLR 467; [1937] HCA 77
Mahmood v State of Western Australia (2008) 232 CLR 397; [2008] HCA 1
Orr v Cobar Management Pty Limited (2020) 103 NSWLR 36; [2020] NSWCCA 220
Pollard v RRR Corporation Pty Ltd [2009] NSWCA 110
Wainohu v State of New South Wales (2011) 243 CLR 181; [2011] HCA 24
Waterways Authority v Fitzgibbon [2005] HCA 57; (2005) 79 ALJR 1816
Category:
Principal judgment
Parties:
Colman O’Connell (Plaintiff)
Director of Public Prosecutions (NSW) (Defendant)
Representation:
Counsel:
R Baldeo (Plaintiff)
J Davidson (Defendant)
Solicitors:
Hugo Law Group (Plaintiff)
Solicitor for Public Prosecutions (NSW) (Defendant)
File Number(s):
2021/144276
Publication Restriction:
Nil
Decision under appeal:
Court or Tribunal:
Local Court
Jurisdiction:
Criminal
Date of Decision:
25 January 2021
Before:
Crompton LCM
File Number(s):
2019/386174
JUDGMENT
Introduction
1 The plaintiff, Colman O’Connell, filed an amended summons on 11 November 2021 seeking leave under s 53(1)(b) of the Crimes (Appeal and Review) Act 2001 (NSW) (“CAR Act”) to appeal against his convictions, imposed in the Local Court with respect to three offences.
2 The sole ground of appeal is that the Local Court Magistrate “erred by failing to give adequate reasons for his determination of the guilt of the plaintiff”. The plaintiff, while initially seeking to appeal as of right pursuant to s 52(1) of the CAR Act with respect to the same ground, accepted in response to the defendant’s submissions that the error alleged raises a question of mixed law and fact and thus leave was required: see Campbelltown City Council v Vegan (2006) 67 NSWLR 372; [2006] NSWCA 284 at [130]; Ange v Contos [2020] NSWSC 64 at [67]; and see more generally the discussion in Orr v Cobar Management Pty Limited (2020) 103 NSWLR 36; [2020] NSWCCA 220 at [31] ff. The defendant did not oppose leave being granted. In these circumstances, and having regard to the merits of the matter, leave should be granted.
3 Whilst an order was initially sought pursuant to s 55(1)(a) of the CAR Act that the convictions be set aside with no further order, at the hearing of the matter this was not pressed. Instead the plaintiff sought what had been pleaded as alternative relief, that is, an order pursuant to s 55(1)(b) setting aside the convictions and remitting the matter to the Local Court for determination.
Procedural history
4 On 25 January 2021 the plaintiff was convicted of the following offences, each of which was particularised as having occurred at 1:23 am on 8 December 2019 at Bondi Beach:
“[Seq 1:] did without reasonable excuse remain in the vicinity of the licensed premises, being a person who was refused admission to, or turned out of licensed premises, to wit the Beach Road Hotel, situated at 71 Beach Rd, BONDI BEACH, due to the [sic] being intoxicated/violent/quarrelsome/ disorderly.
[contrary to s 77(8)(a) of the Liquor Act 2007 (NSW)]
[Seq 2:] did resist Inspector WILKES and Constable STARR being a [sic] Police Officer executing their duty;
[contrary to s 58 of the Crimes Act 1900 (NSW)]
[Seq 3:] did assault Constable STARR, being a Police Officer in the execution of his duty.
[contrary to s 58 of the Crimes Act].”
5 The plaintiff was sentenced to a $300 fine (seq 1); a conditional release order with conviction recorded for a period of 12 months (seq 2); and a Community Correction Order for a period of 18 months (seq 3).
6 As noted above, he subsequently sought leave to appeal to this Court with respect to those convictions. He does not seek to appeal against the sentences.
Factual background
7 The evidence and submissions before the Local Court were tendered in this Court and are summarised below.
8 On 8 December 2019 the plaintiff attended the Beach Road Hotel in Bondi, NSW with a friend. When that venue closed between midnight and 1am a security guard, Mr Abdelhamid, asked the plaintiff, his friend, and the other patrons (who were at this time already outside) to move up the street so as not to bother the neighbours. The plaintiff and his friend were about “40 or 50” metres away from the premises when they stopped moving in accordance with Mr Abdelhamid’s directions. They subsequently returned to the front of the premises and were, on Mr Abdelhamid’s evidence, being “aggressive” and refusing to move along. He believed the plaintiff and his friend were then told to leave the front of the premises. A staff member at the Beach Road Hotel called police who attended the premises.
9 Sgt Peter Wilkes arrived at the Beach Road Hotel and observed a group of security guards standing with two men. He spoke to the hotel licensee who told him that a group of men had left the hotel after being asked but then returned and attempted to re-enter.
10 Sgt Wilkes observed one of the males to “aggressively lash out” at security while yelling. He approached the male and announced his name and rank. The plaintiff asked Sgt Wilkes why he was being arrested and Sgt Wilkes said words to the effect that he was not being arrested. The plaintiff then allegedly became “physical” towards Sgt Wilkes and was placed under arrest for “failing to quit”. A scuffle ensued in which the plaintiff was pushed to the ground and handcuffed. The plaintiff’s arrest was captured on the body-worn cameras of Sgt Wilkes and Constable Starr.
11 The plaintiff’s case was that the arrest was not a lawful arrest in accordance with s 99 of the Law Enforcement (Powers and Responsibilities) Act 2002 (NSW). It was thus submitted that sequences 2 and 3 could not be established as the prosecution could not prove beyond reasonable doubt that the officers were acting in the lawful execution of their duty. In the alternative the plaintiff relied on inconsistencies between the police officers’ accounts and the contents of the body-worn camera footage. In relation to sequence 1, it was submitted there was a reasonable doubt as to whether the elements of the offence were established.
Evidence of the police officers
Constable David Starr
12 Constable Starr said that upon arriving at the hotel he observed two males speaking to Sgt Wilkes and said they were “raising their voice[s] ... and pacing back and forth near his vicinity”. He said that he observed the plaintiff to “shout at [Sgt Wilkes] and take a step forward towards him and then just pace around his personal space”. Constable Starr said that the plaintiff was “consistently flailing his hands around” and it was for that reason that he “felt that [Sgt Wilkes’] safety was in danger” and he ran over to assist. He said he saw Sgt Wilkes attempt to restrain the plaintiff’s arm to handcuff him and because he “observed the [plaintiff] push [Sgt Wilkes] with his arm”, he “attempted to restrain the [plaintiff]” with both his arms. The plaintiff was then said to have “push[ed] up against” Constable Starr in an attempt to break free, leading Constable Starr to push the plaintiff into a garden bed. Constable Starr stated that it was when the plaintiff was in the garden bed that the plaintiff “used his right leg to kick [Constable Starr’s] leg”. He described the kick as “a donkey kick where he kicked back”. Constable Starr said that the plaintiff’s heel made contact with his shin causing “immediate pain and slight bruising later on”. He did not take any photographs of this bruising.
13 In cross-examination Constable Starr was shown the body-worn camera footage from Sgt Wilkes. He confirmed that at the time of the events, he did not hear Sgt Wilkes tell the plaintiff that he was not under arrest. He was shown his original statement in which he described the plaintiff resisting Sgt Wilkes as Sgt Wilkes escorted him to a nearby vehicle. The statement went on to say that Constable Starr then also attempted to escort the plaintiff to a nearby vehicle whereupon the plaintiff further resisted and he pushed the plaintiff to the ground to handcuff him. He acknowledged that he did not put anywhere in his original statement that the plaintiff had pushed Sgt Wilkes’ arm and he agreed that it was important to accurately record events soon after they occurred.
Constable Isabella Laguzza
14 Constable Laguzza gave evidence that the plaintiff was “very, very hyped up, aggressive” and that his “arms were going all in the air, like, his body language ... his arms were coming too close to our duty officer.” She stated that she heard an officer tell the plaintiff to “move on” at which time “he’d obviously committed an offence because he was still staying there”.
15 Constable Laguzza recalled that there was “a bit of a scuffle” and that the plaintiff “like, kicked him – kicked Constable Starr and then I remember both of them falling towards the ground and then they were on the ground”.
Constable Paul Drinias
16 Constable Drinias said that he saw the plaintiff and Sgt Wilkes “pretty much face to face and a bit of yelling from the [plaintiff] and Constable Starr was on top of the [plaintiff]”. The plaintiff was then pushed into a garden bed to be handcuffed as he did not give his arms freely.
Sergeant Peter Wilkes
17 Sgt Wilkes recalled attending the hotel and speaking to the licensee before going to speak to the two males. He said that he “saw one of the males become aggressive towards security” so he “walked up to speak with him and move him away”. He stated that the plaintiff “lashed out towards one of the security guards” and elaborated on this by saying he “[s]ort of pushed out, like, it looked like he was going to try to fight them”. He went on to say that the plaintiff “looked like ... he was becoming argumentative, quarrelsome and increasingly violent” and that he saw the plaintiff “[strike] out with his right hand and appeared to try and strike one of the [security] guards”.
18 Sgt Wilkes said that he “took hold of him to move him away” and the plaintiff “lashed out at [him]”. He later described the movement as “he sort of scuffled and pushed out against me”. Sgt Wilkes then decided to arrest the plaintiff for failing to quit the premises.
19 Sgt Wilkes was shown the footage from his body-worn camera. He agreed that in the space of about five seconds the situation escalated from the plaintiff not being under arrest to the plaintiff being handcuffed. He said that he did not consider any options other than arrest in that time frame because “there possibly could have been other offences committed” and he believed arresting the plaintiff was the most appropriate course of action.
Body-worn camera footage
20 The body-worn camera footage from Constable Starr and Sgt Wilkes was tendered and, as noted above, the officers were cross-examined on it. That footage is at times unclear and it is difficult to discern all of what occurred. To the extent that matters can be discerned it appears that after speaking with the licensee, Sgt Wilkes approached the plaintiff and the plaintiff asked, “What are you arresting me for?”. Sgt Wilkes said, “No, I’m not. What’s your name?”. The plaintiff’s friend then approached Sgt Wilkes and stood very close to him, causing Sgt Wilkes to push him away with one hand. Constable Starr then approached the trio and grabbed the plaintiff’s right arm. Sgt Wilkes then said, “You’re under arrest for fail to quit”. A physical scuffle then appeared to ensue, following which the plaintiff is seen lying on the ground with his hands up. He is then pulled up and, after some resistance, handcuffed and taken to a nearby vehicle.
The defence case below
21 The plaintiff sought to have the evidence obtained as a result of his arrest excluded pursuant to s 138 of the Evidence Act 1995 (NSW) on the basis that it was unlawfully obtained. Evidence of the prosecution witnesses was taken on the voir dire. The Magistrate found that the plaintiff’s arrest was lawful and the evidence was therefore admissible. The evidence taken on the voir dire was then admitted in the hearing proper without any further evidence being called and submissions were made.
22 In relation to count 1, the plaintiff argued that the “the direction to refuse admission” was given at a time after the plaintiff had left the venue. It was submitted that “no reference or observation [was] made to [the plaintiff] being intoxicated, violent, quarrelsome or disorderly, as set out in the offence provision”. This was a reference to s 77(2)(a) of the Liquor Act which provides that one of the various bases upon which a person may be refused admission to or turned out of a licensed premises by an authorised person is that the person is “at the time intoxicated, violent, quarrelsome or disorderly”. Implicit in this submission was that the plaintiff had not been refused admission or turned out of the premises within s 77(2), and, this being an element of the offence in s 77(8), as reflected in the form of the charge, the offence was not made out. I note at this point, it does not appear prosecution was asked to elect as to whether the plaintiff was “refused admission to” or “turned out of” the licensed premises.
23 It was also submitted that when Mr Abdelhamid told the plaintiff and his friend to move along he recalled that they were “maybe 40 metres, maybe 50 metres away from the venue”. This appears to have been a submission to the effect that the Magistrate could not be satisfied beyond reasonable doubt the plaintiff was in the vicinity of the licensed premises, which is defined in s 77(1) of the Liquor Act as within 50 metres of the premises, at least at that time. It is not, however, clear whether the prosecution case was based on his remaining in the vicinity at that particular time.
24 The plaintiff accepted that there was evidence he returned to the venue and was again directed to leave. In this respect the plaintiff may have been dealing with a separate and distinct factual basis in the evidence on which the offence might be made out, possibly based on a refusal of entry at this point, although it is not clear from the evidence of Mr Abdelhamid that the plaintiff sought to enter at this time. If this was the case, there was, arguably, duplicity in the charge and the prosecution ought to have been required to elect: see Johnson v Miller (1937) 59 CLR 467; [1937] HCA 77 (a decision which is also factually apposite in the present context, insofar as it relates to persons leaving licensed premises). It is not appropriate to reach any final view as to this, given it was not the subject of argument either below or in this Court.
25 It was submitted that the evidence did not establish who asked the plaintiff to leave. It was submitted that given any evidence of such a direction was hearsay, it was “inherently unreliable”. The submission appears to have been that in these circumstances the Magistrate could not be satisfied the plaintiff was a person who had remained in the vicinity after he was “refused admission to, or turned out of, licensed premises” and the offence against s 77(8) of the Liquor Act was therefore not established.
26 In this regard I pause to note that the security guard gave evidence that the plaintiff had failed to comply with a direction to move along “from the vicinity of the venue”, however the plaintiff was not charged with breaching such a direction. Insofar as Mr Abdelhamid referred to patrons leaving at an earlier time, his evidence was very general, to the effect that the hotel had closed about 20 to 30 minutes earlier than the usual closing time of 1:00 am and that he was at that time involved with “moving off the patrons up the road”. That evidence did not establish that the plaintiff had been refused admission to or turned out of the premises. There was some hearsay evidence given by Sgt Wilkes of what he was told by the licensee. It is not clear from the evidence of Sgt Wilkes if this was first-hand or more remote hearsay or how he identified the plaintiff as one of the males that had been asked to leave but returned.
27 In relation to counts 2 and 3 the plaintiff submitted that the evidence of Officers Wilkes and Starr was “only partially corroborated by other police witnesses and to some degree [stood] in conflict with the body-worn camera footage”. It was submitted that Sgt Wilkes’ evidence did not establish a reasonable suspicion in relation to the failure to quit offence. The plaintiff’s solicitor then said:
“... all police were at pains to give evidence consistent with the narrative that when [the plaintiff] is told he is not under arrest, he becomes aggressive and violent... considered rationally, that doesn’t make sense. The footage shows that after that point police arrive rapidly and there is a significant escalation of force. The footage also showed that [the plaintiff’s friend] arrives and intervenes to a degree ...” (Tcpt, 11 December 2020, pg 13(22))
28 In relation to Constable Starr’s evidence that as he walked up to the plaintiff, he observed him to be “violent and quarrelsome” towards security, the plaintiff’s solicitor noted that:
“We’ve seen the body-worn camera of Constable [Starr] and in my submission that does not overcome the criminal standard or even on a factual basis, it’s not true. Constable [Starr] exits the vehicle and runs directly towards the [plaintiff] ...
[The plaintiff] is not speaking to security at this time, he’s being spoken to by [Sgt Wilkes]. It is the intervention of the third party, the friend who says ‘Oi, oi, oi’ and pushes and then in my submission Constable [Starr] immediately takes hold of [the plaintiff]... [Sgt Wilkes] says to [the plaintiff] that ‘You’re under arrest for fail to quit.’ In my submission, the order of these events, together with the intervention of the third party, is significant in this case.
... it is an example of inconsistency with the body-worn camera footage and the evidence of Constable [Starr].” (emphasis added) (Tcpt, 11 December 2020, pg 13(22))
29 In relation to the description of the plaintiff assaulting Constable Starr while being arrested, it was submitted that:
“... the footage would speak for itself. By the time [the plaintiff] is on the ground he is comfortably outnumbered. Now he’s being told he’s under arrest. The body-worn camera footage shows him [holding] his hands in front of his face in a defensive manner. He repeatedly asked what he’s under arrest for ... the evidence of [Sgt Wilkes] ... is that he did not observe anything of note after the time [the plaintiff] is handcuffed. That is also consistent with the evidence of Constable Drinias. He does not [say] anything in relation to an alleged assault.” (Tcpt, 11 December 2020, pg 14(3))
30 Finally, the plaintiff submitted that the Court should “place paramount consideration on the body-worn camera footage”. It was also noted that many civilian witnesses were present who were not called. A “Mahmood direction” was requested in relation to those witnesses (Mahmood v State of Western Australia (2008) 232 CLR 397; [2008] HCA 1). It was submitted that:
“When considering any inconsistencies between the body-worn camera and oral evidence, it is submitted that the whole of the evidence does not present a safe basis for a criminal conviction on counts 2 and 3.” (emphasis added)
The Magistrate’s reasons and resolution of the argument before this Court
31 As noted above, the sole ground of appeal relates to the adequacy of his Honour’s reasons.
32 The Magistrate provided reasons on 25 January 2021. He summarised in some detail the evidence of the police officers and noted that the body-worn footage was played and became exhibits 1 and 2. The questions asked in cross-examination about the footage and the officers’ answers were described.
33 His Honour, having recounted the evidence, noted that the plaintiff did not call any evidence and submissions were made by both parties. His Honour correctly directed himself as to the onus and burden of proof. He then concluded his reasons as follows:
“The prosecution does not have the burden of proving beyond reasonable doubt every single fact that is in dispute. Their obligation is to prove the elements of the charges, that is the essential facts that go to make up the charges, they must prove those facts beyond reasonable doubt. In this case there is the evidence of the officer who attended the scene. The evidence of Constable Starr is that the [plaintiff] resisted him and pushed the officers and flailed his arms, they could not get the cuffs on him. And the officer’s evidence is that the [plaintiff] gift [sic] him with what he described as being a donkey kick. His evidence was it was a high level of force. He felt immediate pain and later on saw bruising. And that evidence of the kick is corroborated by the officer, Constable [Laguzza] who gave evidence that she saw the scuffle. She saw that Constable Starr was struck and that the [plaintiff] kicked him. And then she remembers both of them falling towards the ground.
The evidence of the officers is that [the plaintiff] was intoxicated and acting in an aggressive fashion. The evidence of the security guard [Mr Abdelhamid] was that he had seen the [plaintiff] who failed to move along, failed to comply with the direction and was a bit aggressive and walked back to the venue and was screaming. And he told them, ‘Guys, you can’t be here, you need to move along.’ And there is evidence from an Officer [Drinias] that when the officers attempted to take hold of his arms he tried to push back... [the officers’] evidence was he was belligerent, swearing, had to be dragged away and frog marched back to the police station. Did not give his arms freely.
Based on the evidence of the witnesses in this case, I am satisfied that the elements of the charges of [excluded] person remain in the vicinity of licensed premises without reasonable excuse, resist officer in the execution of duty being resisting [Sgt Wilkes] and assaulting Constable Starr being an officer in the execution of his duty. I am satisfied that the prosecution has proved these charges to the high standard required beyond reasonable doubt.” (Tcpt, 25 January 2021, pg 6(23) – pg 7(5)).
34 The plaintiff submitted, and the defendant accepted, that the above passage constituted the totality of the learned Magistrate’s analysis (as opposed to recounting) of the evidence. It was submitted the reasons are deficient in various respects including a failure to deal with the plaintiff’s submissions based on the video evidence. The defendant, however, contended that the Magistrate had clearly seen the video evidence, referred to it in the context of the cross-examination of the witnesses, and may be inferred to have understood and rejected the plaintiff’s submissions based on it. It was submitted that this was inherent in the acceptance of the police witnesses. It was submitted this inference could more easily be drawn as the footage was of poor quality and did not clearly depict the precise actions of the plaintiff and the police witnesses at critical times. Given this, the defendant submitted there was a sound basis for rejecting the plaintiff’s arguments with respect to counts 2 and 3, as those arguments were premised on the assumption that that the video footage was inconsistent with the evidence of the police officers when this was not the case.
35 With respect to count 1 the defendant submitted that the recounting of the evidence of the security guard, Mr Abdelhamid, demonstrated an acceptance of his evidence and, implicitly, a rejection of the plaintiff’s arguments with respect to that count.
Relevant principles
36 In Wainohu v State of New South Wales (2011) 243 CLR 181; [2011] HCA 24, French CJ and Kiefel J observed at [54] that the “centrality to the judicial function, of a public explanation of reasons for final decisions and important interlocutory rulings has long been recognised”, referring to Broom’s Constitutional Law, published in 1866. Insufficiency of reasons where it involves a failure to properly record the evidence, the decision arrived at and the reasons for arriving at that decision may amount to a failure to exercise the relevant jurisdiction, or in the case of a failure to examine all of the material relevant to the issue and record the steps taken in arriving at the result, an error in the process of fact finding: see Waterways Authority v Fitzgibbon [2005] HCA 57; (2005) 79 ALJR 1816 per Hayne J at [129]-[130].
37 The Court was assisted by the absence of any dispute between the parties as to the principles to be applied. These principles were very helpfully distilled by the plaintiff, by reference to the reasons of McColl JA in Pollard v RRR Corporation Pty Ltd [2009] NSWCA 110 (“Pollard”) at [56]-[66]:
“i. The reasons must, as a minimum, be adequate for the exercise of a facility of appeal (at [56]);
ii. A superior court considering the decision of an inferior tribunal should not be left to speculate from collateral observations as to the basis of a particular finding (at [56]);
iii. The giving of adequate reasons lies at the heart of the judicial process. Failure to provide sufficient reasons promotes a sense of grievance and denies both the fact and the appearance of justice having been done, thus working a miscarriage of justice (at [57]);
iv. The extent and content of reasons will depend upon the particular case under consideration and the matters in issue. While a judge is not obliged to spell out every detail of the process of reasoning leading to a finding, it is essential to expose the reasons for resolving a point critical to the contest between the parties (at [58]);
v. The reasons must do justice to the issues posed by the parties’ cases. Discharge of this obligation is necessary to enable the parties to identify the basis of the decision and the extent to which their arguments had been understood and accepted. It is necessary that the primary judge ‘enter into’ the issues canvassed and explain why one case is preferred over another (at [59]);
vi. A failure to refer to some of the evidence does not necessarily, wherever it occurs, indicate that the judge has failed to discharge the duty which rests upon him or her. However, for a judge to ignore evidence which is critical to an issue in the case, and contrary to an assertion of fact made by one party but accepted by the judge, may promote a sense of grievance, and give rise to a feeling of injustice in the mind of the most reasonable litigant (at [61]);
vii. Although it is not necessary to refer to the relevant evidence in detail, especially in circumstances where it is clear that the evidence has been considered, where such evidence is not referred to by the trial judge, an appellate court may infer that the judge has overlooked the evidence or failed to give consideration to it. Where conflicting evidence of a significant nature is given, the existence of both sets of evidence should be referred to (at [62]);
viii. Where there is documentary material arguably supporting a party’s case, that material must be considered in the judge's reasons in a satisfactory way (at [63]);
ix. Bald conclusionary statements should be eschewed. In particular, it is not appropriate for a trial judge merely to set out the evidence adduced by one side, then set out the evidence adduced by another, and then assert that having seen and heard the witnesses he or she prefers or believes the evidence of the one over the other (at [64]);
x. Where credit issues are involved it is necessary to explain why one witness’s evidence is preferred another’s. Bald findings on credit, where there remain substantial factual issues to be dealt with, may not constitute adequate compliance with a judge's duty to provide the parties, and the appellate court, with the basis of his decision (at [65]);
xi. Because a primary judge is bound to state his or her reasons for arriving at the decision reached, the reasons actually stated are to be understood as recording the steps that were in fact taken in arriving at that result. Where it is apparent from a judgment that no analysis was made of evidence which competes with evidence which was apparently accepted, and no explanation is given in the judgment for rejecting the evidence, the process of fact finding will have miscarried. This is because, so far as the reasons reveal, no examination was made of why the evidence which was accepted was to be preferred to that which was not (at [66]).”
38 While all of the above observations are presently relevant, a number have a particular resonance in this case. In the present matter it must be remembered, the plaintiff did not produce any evidence in his own case. In a criminal context this is not unusual. His “case” was that the prosecution evidence was insufficient to prove the allegations to the requisite standard. Closely aligned with this submission, in the circumstances of the prosecution case on counts 2 and 3, was the submission that the learned Magistrate would not accept, to the requisite standard, critical aspects of the key police witnesses. The primary evidence available to the plaintiff in support of that submission was the body-worn camera footage. That footage was, therefore, on a practical analysis of the matter, the key plank in the plaintiff’s “case” (or perhaps more accurately, argument).
Counts 2 and 3
39 Consistent with the above, in commencing his submissions on the facts, the plaintiff’s solicitor observed that “the evidence of Officers [Wilkes and Starr] ... is only partially corroborated by other police witnesses and to some degree does stand in conflict with the body-worn camera footage”. The plaintiff’s representative pointed out that the footage established that the plaintiff spoke to Sgt Wilkes, who told him (in response to the plaintiff’s enquiry as to what he was being arrested for) that he was not under arrest. It was submitted that the prosecution case did not make sense in that, “considered rationally” it was unlikely that the plaintiff would become aggressive and violent upon being informed he was not under arrest. In other words, the video footage suggested events did not unfold as suggested by the police witnesses. This submission had, to my mind, some logical force (although that does not mean the Magistrate was obliged to accept it).
40 Further submissions were made that an aspect of Constable Starr’s asserted observations as recorded on the audio on the footage, were, when held up to video footage simply “not true”. Submissions were made based on events that could be seen in the video. Submissions were made as to “an example of inconsistency with the body-worn camera footage” and with respect to another part of the evidence “the footage would speak for itself”. It was submitted it was not possible to negative self-defence beyond reasonable doubt, with the plaintiff’s solicitor stating, “[i]t’s significant on the footage before the Court”. Ultimately the submission was made that the Magistrate should “place paramount consideration on the body-worn camera footage”.
41 The learned Magistrate’s reasons did not, with respect, grapple with these submissions. Having regard to “the particular case under consideration and the matters in issue” (Pollard at [58]) it was, in my view, incumbent on his Honour to say something as to why the matters pointed to by the plaintiff’s solicitor in the video footage did not raise a reasonable doubt. While it might be true that the footage was not necessarily inconsistent with the police evidence this must be seen in the context of the onus and burden of proof. The plaintiff was not required to show that it was directly inconsistent and that the police could therefore not be believed. Rather, it was enough if the footage was sufficient to raise a reasonable doubt. In these circumstances it was “essential to expose the reasons” the footage did not create such a doubt, it being “a point critical to the contest between the parties” (Pollard at [58]). The failure to do so meant the reasons did not “do justice to the issues posed” by the plaintiff’s case (Pollard at [59]). It is not possible for the plaintiff to “identify the basis” on which his arguments were rejected (Pollard at [59]). If it was the case that the Magistrate did not regard the footage as “conflicting evidence of a significant nature” (Pollard at [62]), then, given the plaintiff’s case, it was necessary to explain why this was so (see also Pollard at [63]). Ultimately his Honour’s findings were, as submitted by the plaintiff, in the nature of “[b]ald conclusionary statements” (Pollard at [64]) with the result that there was no analysis undertaken of evidence competing with the evidence that was accepted such that, in my view the process of fact-finding miscarried (see Pollard at [66]).
Count 1
42 The video footage was not directly relevant to count 1. Distinct submissions, not reliant on the video footage, were made with respect to this count. These have been set out above at [22]-[26]. As also set out above, the only thing said in relation to this count, after his Honour’s recounting of the evidence and the principles of law to be applied was:
“The evidence of the security guard [Mr Abdelhamid] was that he had seen the [plaintiff] who had failed to move along, failed to comply with the direction and was a bit aggressive... And he told them, ‘Guys, you can’t be here, you need to move along.’” (Tcpt, 25 January 2021, pg 6(38))
43 This amounted to no more than a further recounting of the evidence. Clearly his Honour was prepared to accept that evidence. But it is not clear what “direction” his Honour was referring to. If it was a direction from Mr Abdelhamid that the plaintiff had to “move along” this was not sufficient to establish the charge. It was necessary to prove that the plaintiff was a person who had been “refused admission to, or turned out of, licensed premises” in accordance with s 77 of the Liquor Act. The reasons did not deal with this element at all, let alone the plaintiff’s submission that there was some unreliability with respect to the evidence of this element. For reasons largely similar to those with respect to counts 2 and 3, while not based on any submission as to conflicting evidence, the reasons of the Magistrate failed to adequately come to terms with the plaintiff’s case on count 1.
Conclusion
44 In coming to my conclusion with respect to this matter I am mindful of the significant burden placed on Magistrates by virtue of the volume of work in the Local Court. So too am I mindful of giving due allowance for the resulting pressures and the consequent need to avoid picking over the reasons for judgment with an unduly critical eye: see Director of Public Prosecutions (NSW) v Illawarra Cashmart Pty Ltd (2006) 67 NSWLR 402; [2006] NSWSC 343 at [15]- [18]. Nonetheless, having regard to the issues in this case I am of the view his Honour’s reasons were inadequate. This involved an error of law: Inghams Enterprises Pty Ltd v Lakovska [2014] NSWCA 194 at [2] per Basten JA. The orders sought should be granted and the appeal allowed.
45 The plaintiff’s success on his appeal should not be seen as a success in circumstances where the tribunal of fact was satisfied of his guilt beyond reasonable doubt, and therefore a success on a “technical” ground, quite removed from the substantive merits of the case. While made in a different context (that of trial on indictment by judge alone), the observations of Heydon J in AK v Western Australia (2008) 232 CLR 438; [2008] HCA 8, are nonetheless apposite. There his Honour observed at [108] that the discipline of giving reasons serves:
“... [not] only the purpose of enabling the accused to know why there was a conviction, or the prosecution to know why there was an acquittal. The facility it offers for close appellate scrutiny of the trial judge means that it creates an essential discipline. The process of having to state judicial reasoning in terms sufficiently clear, exact and convincing to pass muster in the eyes of an appellate court listening to the sometimes hypercritical submissions of counsel entails a need to be very precise in working that reasoning out. The discipline stems from the fact that the process of stating reasoning often reveals its fallacies: in the course of composing reasons for judgment directed to supporting a conclusion which seemed clear, judges often find that the opinion ‘won’t write’, and that a different conclusion develops.”
46 It cannot, therefore, be assumed the result would have been the same had the learned Magistrate dealt with the arguments advanced by the plaintiff before him.
47 I note that no order was sought as to costs.
48 I make the following orders:
(1) Pursuant to s 53(1)(b) of the Crimes (Appeal and Review) Act 2001 (NSW), leave is granted to appeal against the convictions imposed in the Local Court on 25 January 2021.
(2) Pursuant to s 55(1)(b) of the Crimes (Appeal and Review) Act 2001, the decision of the learned Magistrate is set aside and the matter is remitted to the Local Court to be dealt with according to law.
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